UTC FINANCIAL SERVICES USA, INC

UTC Financial Services USA, Inc. (formerly called Chaconia Financial Services Inc.) is a US SEC and FINRA registered broker-dealer, incorporated in Rhode Island, USA in 1995. UTC Financial Services USA, Inc is a wholly owned subsidiary of UTC Fund Services Inc., which in turn, is 100% owned by the Trinidad and Tobago Unit Trust Corporation.

The Company’s main purpose is to provide competitive broker-dealer services in the USA and in other jurisdictions where it is so licensed.

UTC Financial Services USA, Inc. is the designated US broker-dealer to the UTC North American Fund (formerly called Chaconia Income & Growth Fund). It is responsible for the marketing and distribution of the Fund in the USA.

UTC FUND SERVICES INC.

UTC Fund Services Inc. (formerly called Chaconia Fund Services) is a wholly owned subsidiary of the Trinidad and Tobago Unit Trust Corporation (TTUTC) and is a US SEC registered investment advisor, incorporated in Delaware (USA) in 1997. The company’s main purpose is to provide competitive fee-based investment advisory services to a range of client portfolios in the USA and in other jurisdictions where it is so licensed.

UTC Fund Services Inc. was appointed the sole investment advisor to the UTC North American Fund (formerly called Chaconia Income & Growth Fund) on March 1, 2009. As a subsidiary of TTUTC, UTC Fund Services Inc. is able to leverage the expertise and experience of its parent company in the formulation of its investment strategies, research capabilities, risk management platform and brokerage relationships, to the benefit of its clients

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